Altos Ventures IV, L.P. - Aug 27, 2021 Form 4 Insider Report for Roblox Corp (RBLX)

Role
10%+ Owner
Signature
/s/ Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC, the general partner of Altos Ventures IV, L.P.
Stock symbol
RBLX
Transactions as of
Aug 27, 2021
Transactions value $
$0
Form type
4
Date filed
8/31/2021, 06:15 PM
Next filing
Aug 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Other $0 -114K -24% $0.00 361K Aug 27, 2021 See Footnotes F1, F2, F3, F4, F5
transaction RBLX Class A Common Stock Other $0 -1.1M -5.05% $0.00 20.6M Aug 27, 2021 See Footnotes F3, F4, F5, F6, F7
transaction RBLX Class A Common Stock Other $0 -152K -5% $0.00 2.89M Aug 27, 2021 See Footnotes F3, F4, F5, F8, F9
transaction RBLX Class A Common Stock Other $0 -758K -5.02% $0.00 14.4M Aug 27, 2021 See Footnotes F3, F4, F5, F10, F11
transaction RBLX Class A Common Stock Other $0 -904K -5% $0.00 17.2M Aug 27, 2021 See Footnotes F3, F4, F5, F12, F13
transaction RBLX Class A Common Stock Other $0 -1.63M -5.01% $0.00 30.8M Aug 27, 2021 See Footnotes F3, F4, F5, F14, F15
transaction RBLX Class A Common Stock Other $0 -35.1K -5% $0.00 666K Aug 27, 2021 See Footnotes F3, F4, F5, F16, F17
transaction RBLX Class A Common Stock Other $0 +272K +26.84% $0.00 1.29M Aug 27, 2021 See Footnotes F18, F19
transaction RBLX Class A Common Stock Other $0 +272K +26.84% $0.00 1.29M Aug 27, 2021 See Fortnotes F18, F20
holding RBLX Class A Common Stock 111K Aug 27, 2021 See Footnotes F3, F4, F5, F21
holding RBLX Class A Common Stock 67.6K Aug 27, 2021 See Footnotes F22
holding RBLX Class A Common Stock 67.6K Aug 27, 2021 See Footnotes F23
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Hybrid 2, LP.
F2 These shares are held directly by Altos Hybrid 2, LP.
F3 The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any.
F4 The General Partners and the Managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any.
F5 The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; and the general partner of Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P. and Altos Ventures IV, L.P. is Altos Management Partners IV, LLC (collectively, the General Partners). The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4 GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos Hybrid 3M, LLC, and Altos Hybrid 3W, LLC is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers).
F6 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC.
F7 These shares are held directly by Altos Roblox SPV 1, LLC.
F8 Represents a pro-rata in-kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members.
F9 These shares are held directly by Altos Roblox SPV 2, LLC.
F10 Represents a pro-rata in kind distribution by Altos Roblox SPV 2020, LLC to it is members.
F11 These shares are held directly by Altos Roblox SPV 2020,LLC.
F12 Represents a pro-rata in-kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, L.P.
F13 These shares are held directly by Altos Ventures IV, L.P.
F14 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P.
F15 These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
F16 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P.
F17 These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F18 Represents shares received in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Hybrid 2, L.P., Altos Roblox SPV 1, LLC, Altos Roblox SPV 2, LLC, Altos Roblox SPV 2020, LLC, Altos Ventures IV, L.P., Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P.
F19 These shares are held directly by The Kim Trust for which Han Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F20 These shares are held directly by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F21 These shares are held directly by Altos Hybrid 4, L.P.
F22 These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F23 These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Hodong Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

Form 4 2 of 2