Andrew Schlossberg - Aug 31, 2021 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney in Fact
Stock symbol
IVZ
Transactions as of
Aug 31, 2021
Transactions value $
-$526,656
Form type
4
Date filed
9/1/2021, 04:53 PM
Previous filing
Jul 30, 2021
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +8.3K +3.67% $0.00 234K Aug 31, 2021 Direct
transaction IVZ Common Shares Tax liability -$94.7K -3.74K -1.6% $25.32 231K Aug 31, 2021 Direct
transaction IVZ Common Shares Options Exercise $0 +14.1K +6.13% $0.00 245K Aug 31, 2021 Direct
transaction IVZ Common Shares Tax liability -$161K -6.37K -2.6% $25.32 238K Aug 31, 2021 Direct
transaction IVZ Common Shares Options Exercise $0 +23.7K +9.94% $0.00 262K Aug 31, 2021 Direct
transaction IVZ Common Shares Tax liability -$271K -10.7K -4.08% $25.32 251K Aug 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -8.3K -50% $0.00 8.3K Aug 31, 2021 Common Shares 8.3K $0.00 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -14.1K -33.33% $0.00 28.2K Aug 31, 2021 Common Shares 14.1K $0.00 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -23.7K -25% $0.00 71.1K Aug 31, 2021 Common Shares 23.7K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.