Gregory M. Glenn - Aug 31, 2021 Form 4 Insider Report for NOVAVAX INC (NVAX)

Signature
/s/ John A. Herrmann III, Attorney-in-Fact
Stock symbol
NVAX
Transactions as of
Aug 31, 2021
Transactions value $
-$332,463
Form type
4
Date filed
9/1/2021, 05:23 PM
Previous filing
Aug 30, 2021
Next filing
Sep 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVAX Common Stock Sale -$12.4K -53 -0.97% $234.64* 5.39K Aug 31, 2021 Direct F1, F2
transaction NVAX Common Stock Sale -$25.6K -108 -2% $237.14* 5.29K Aug 31, 2021 Direct F1, F3
transaction NVAX Common Stock Sale -$76.4K -320 -6.05% $238.72* 4.97K Aug 31, 2021 Direct F1, F4
transaction NVAX Common Stock Sale -$86K -359 -7.23% $239.66* 4.61K Aug 31, 2021 Direct F1, F5
transaction NVAX Common Stock Sale -$42.1K -175 -3.8% $240.58* 4.43K Aug 31, 2021 Direct F1, F6
transaction NVAX Common Stock Sale -$50.5K -209 -4.72% $241.59* 4.22K Aug 31, 2021 Direct F1, F7
transaction NVAX Common Stock Sale -$24.3K -100 -2.37% $242.63* 4.12K Aug 31, 2021 Direct F1, F8
transaction NVAX Common Stock Sale -$15.1K -62 -1.5% $244.03* 4.06K Aug 31, 2021 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.51 to $235.00, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.65 to $237.44, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.08 to $239.00, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.12 to $239.90, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.18 to $241.10, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.22 to $242.04, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F8 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.29 to $243.02, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F9 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.83 to $244.22, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.