| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KOSS | Common Stock | Options Exercise | $16.6K | +8.5K | +1.1% | $1.95 | 783K | Aug 26, 2021 | Direct | |
| transaction | KOSS | Common Stock | Sale | -$156K | -8.5K | -1.09% | $18.33* | 775K | Aug 26, 2021 | Direct | F1 |
| holding | KOSS | Common Stock | 27K | Aug 26, 2021 | As co-trustee of trusts for children | F2 | |||||
| holding | KOSS | Common Stock | 1M | Aug 26, 2021 | As co-trustee of Koss Family Trust | F3 | |||||
| holding | KOSS | Common Stock | 708K | Aug 26, 2021 | As co-trustee of Nancy Koss Trust | F3 | |||||
| holding | KOSS | Common Stock | 158K | Aug 26, 2021 | ESOP | ||||||
| holding | KOSS | Common Stock | 984K | Aug 26, 2021 | By family corporation | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KOSS | Stock Option (right to buy) | Options Exercise | $0 | -8.5K | -29.82% | $0.00 | 20K | Aug 26, 2021 | Common Stock | 8.5K | $1.95 | Direct | F5, F6 |
| Id | Content |
|---|---|
| F1 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F2 | These shares are held through two separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F3 | The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F4 | The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F5 | This exercise of the option was inadvertantly omitted from the reporting person's Form 4 filed on August 26, 2021 and not reflected in the Forms 4 subsequently filed by the reporting person on August 31, 2021 and September 2, 2021. |
| F6 | This option vested in four equal annual installments beginning on July 26, 2018. |