Tyler Wall - Sep 15, 2021 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Legal Officer
Signature
/s/ Hae Cheong Chang, Attorney in Fact
Stock symbol
NTNX
Transactions as of
Sep 15, 2021
Transactions value $
-$637,871
Form type
4
Date filed
9/17/2021, 07:24 PM
Previous filing
Jun 21, 2021
Next filing
Oct 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +18.8K +14.61% $0.00 147K Sep 15, 2021 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +4.69K +3.19% $0.00 152K Sep 15, 2021 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +6.48K +4.27% $0.00 158K Sep 15, 2021 Direct
transaction NTNX Class A Common Stock Sale -$638K -15.3K -9.66% $41.74 143K Sep 16, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 -18.8K -50% $0.00 18.8K Sep 15, 2021 Class A Common Stock 18.8K Direct F2, F3
transaction NTNX Restricted Stock Units Options Exercise $0 -4.69K -11.11% $0.00 37.5K Sep 15, 2021 Class A Common Stock 4.69K Direct F2, F4
transaction NTNX Restricted Stock Units Options Exercise $0 -6.48K -7.69% $0.00 77.8K Sep 15, 2021 Class A Common Stock 6.48K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
F3 The RSUs vest as to 25% of the underlying shares on December 15, 2018, with 1/16th of the remaining shares to vest quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F4 The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F5 The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.