Leonard M. Tannenbaum - Sep 20, 2021 Form 4 Insider Report for Oaktree Specialty Lending Corp (OCSL)

Role
10%+ Owner
Signature
Thomas Geoffroy as Attorney-in-Fact
Stock symbol
OCSL
Transactions as of
Sep 20, 2021
Transactions value $
-$29,922,013
Form type
4
Date filed
9/22/2021, 09:10 PM
Previous filing
Jun 2, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCSL Common Stock Sale -$29.9M -4.21M -20.07% $7.10 16.8M Sep 20, 2021 Direct F1
holding OCSL Common Stock 1.33M Sep 20, 2021 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 20, 2021, the Reporting Person executed a block trade that was exempt from registration under Rule 144, pursuant to which an aggregate of 4,214,368 shares of the issuer's common stock were sold in a single transaction to an affiliate of the issuer under the terms of the FSC Voting Agreement, at a price of $7.10 per share.
F2 These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which Mr. Bernard D. Berman and Mr. James Castro-Blanco. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.