Irving F. Lyons III - Aug 30, 2021 Form 4 Insider Report for Prologis, Inc. (PLD)

Role
Director
Signature
/s/ Tammy Colvocoresses attorney in fact for Irving F. Lyons III
Stock symbol
PLD
Transactions as of
Aug 30, 2021
Transactions value $
-$3,204,655
Form type
4
Date filed
10/4/2021, 01:18 PM
Previous filing
Jul 21, 2021
Next filing
Nov 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLD Common Stock Gift $0 -24K -26.43% $0.00 66.8K Aug 30, 2021 The Lyons Family Trust (CP) F1
transaction PLD Common Stock Gift $0 +24K $0.00 24K Aug 30, 2021 Charitable Remainder Trust F1
transaction PLD Common Stock Sale -$3.2M -24K -100% $133.53 0 Aug 30, 2021 Charitable Remainder Trust
holding PLD Common Stock 1K Aug 30, 2021 Katherine Ashley Lyons Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLD Dividend Equivalent Units Award $0 +47.2 +0.5% $0.00 9.44K Sep 30, 2021 Common Stock 47.2 $0.00 Direct F2
transaction PLD Dividend Equivalent Units - NQDC Award $0 +108 +0.5% $0.00 21.7K Sep 30, 2021 Common Stock 108 $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 30, 2021, the reporting person contributed 24,000 shares of PLD common stock to a charitable remainder trust of which the reporting person and his spouse are trustees and beneficiaries.
F2 Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with previous service on the board of ProLogis, our merger partner, and assumed by us in June 2011. DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs vest upon issuance and the receipt of such DEUs is deferred, as are the underlying DSUs, during the period the reporting person serves as a director. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.
F3 Represents DEUs earned on DSUs associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.