Halli Razon-Feingold - Sep 28, 2021 Form 3 Insider Report for Newtek Business Services Corp. (NEWTZ)

Role: Director
Signature: Halli Razon-Feingold
Stock symbol: NEWTZ
Transactions as of: Sep 28, 2021
Transactions value $: $0
Form type: 3
Date filed: 10/6/2021, 04:16 PM
Next filing: Jan 10, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NEWTZ	Common stock						9.81K	Sep 28, 2021	Direct	F1
holding	NEWTZ	Common stock						1K	Sep 28, 2021	Shares held in a custodial account on behalf of a minor child of the Reporting Person

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 3,467 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 3,467 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.