Charles V. Bergh - Oct 11, 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
President and CEO, Director
Signature
/s/ David Jedrzejek, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Oct 11, 2021
Transactions value $
$0
Form type
4
Date filed
10/13/2021, 06:35 PM
Previous filing
Apr 21, 2023
Next filing
Aug 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +1.06M +113.1% $0.00 1.99M Oct 11, 2021 Direct F1
transaction LEVI Class A Common Stock Gift $0 -1.06M -53.07% $0.00 935K Oct 11, 2021 Direct
transaction LEVI Class A Common Stock Gift $0 +1.06M $0.00 1.06M Oct 11, 2021 See Footnote F2
holding LEVI Class A Common Stock 269K Oct 11, 2021 See Footnote F3
holding LEVI Class A Common Stock 720K Oct 11, 2021 See Footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -1.06M -86.54% $0.00 164K Oct 11, 2021 Class A Common Stock 1.06M Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.
F3 The shares are held in another family trust formed in 2019 of which Mr. Bergh is trustee.
F4 The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.
F5 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.