Mary Margaret Huizinga - Oct 18, 2021 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Chief Devel. & Medical Officer
Signature
Joyce J. Mason, by Power of Attorney
Stock symbol
RFL
Transactions as of
Oct 18, 2021
Transactions value $
$0
Form type
4
Date filed
10/19/2021, 03:48 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RFL Employee Stock Option (right to buy) Award $0 +122K $0.00 122K Oct 18, 2021 Class B Common Stock 122K $30.54 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest as follows: 25% shall vest on October 18, 2022 and additional equity with respect to 2.0833% of the options shall vest on each monthly anniversary thereafter, such that all equity shall vest by October 18, 2025.