Daniel P. McGahn - Nov 1, 2021 Form 4 Insider Report for AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)

Role
Chairman, President and CEO, Director
Signature
/s/ Daniel P. McGahn
Stock symbol
AMSC
Transactions as of
Nov 1, 2021
Transactions value $
-$137,298
Form type
4
Date filed
11/2/2021, 04:28 PM
Previous filing
Aug 6, 2021
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMSC Common Stock Sale -$137K -7.24K -0.99% $18.96 723K Nov 1, 2021 Direct F1, F2, F3
holding AMSC Common Stock 8.39K Nov 1, 2021 By 401(k) plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on October 31, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F2 The sales were executed in multiple trades at prices ranging from $18.40-$19.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3 Following all the transactions reported on this Form 4, the reporting person holds 722,535 shares directly.
F4 Following all the transactions reported on this Form 4, the reporting person holds 8,393 shares indirectly through the company's 401(k) plan as of November 2, 2021.