Joseph Sirosh - Nov 3, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Technology Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Nov 3, 2021
Transactions value $
-$56,197
Form type
4
Date filed
11/5/2021, 04:26 PM
Previous filing
Nov 1, 2021
Next filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +9.48K +2.06% 471K Nov 3, 2021 Direct F1
transaction COMP Class A Common Stock Tax liability -$56.2K -4.35K -0.92% $12.91 466K Nov 3, 2021 Direct F2
holding COMP Class A Common Stock 50 Nov 3, 2021 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -9.48K -6.66% $0.00 133K Nov 3, 2021 Class A Common Stock 9.48K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.
F4 The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.