Caren Mason - Nov 16, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
President & CEO, Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Caren Mason
Stock symbol
STAA
Transactions as of
Nov 16, 2021
Transactions value $
-$11,150,300
Form type
4
Date filed
11/18/2021, 06:56 PM
Previous filing
May 12, 2021
Next filing
Mar 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $272K +35K +55.23% $7.76* 98.4K Nov 16, 2021 Direct
transaction STAA Common Stock Sale -$4M -35K -35.58% $114.20 63.4K Nov 16, 2021 Direct F1
transaction STAA Common Stock Options Exercise $272K +35K +55.23% $7.76* 98.4K Nov 17, 2021 Direct
transaction STAA Common Stock Sale -$3.98M -35K -35.58% $113.83 63.4K Nov 17, 2021 Direct F2
transaction STAA Common Stock Options Exercise $272K +35K +55.23% $7.76* 98.4K Nov 18, 2021 Direct
transaction STAA Common Stock Sale -$3.98M -35K -35.58% $113.83 63.4K Nov 18, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -35K -22.15% $0.00 123K Nov 16, 2021 Common Stock 35K $7.76 Direct
transaction STAA Common Stock Options Options Exercise $0 -35K -28.46% $0.00 88K Nov 17, 2021 Common Stock 35K $7.76 Direct
transaction STAA Common Stock Options Options Exercise $0 -35K -39.77% $0.00 53K Nov 18, 2021 Common Stock 35K $7.76 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $115.62.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.72 to $115.93.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.06 to $114.06.

Remarks:

This Form 4 reflects sales by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.