Henrik Fisker - Nov 18, 2021 Form 4 Insider Report for Fisker Inc./DE (FSR)

Role
President & CEO, Director
Signature
/s/ Henrik Fisker
Stock symbol
FSR
Transactions as of
Nov 18, 2021
Transactions value $
-$9,921,326
Form type
4
Date filed
11/22/2021, 05:04 PM
Previous filing
Jun 11, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FSR Class A Common Stock Options Exercise $29.3K +489K +51.92% $0.06* 1.43M Nov 18, 2021 Held by the Mayfair Trust F1, F2
transaction FSR Class A Common Stock Sale -$5.05M -254K -17.76% $19.88 1.18M Nov 18, 2021 Held by the Mayfair Trust F1, F2, F3
transaction FSR Class A Common Stock Sale -$3.65M -177K -15.06% $20.59 999K Nov 18, 2021 Held by the Mayfair Trust F1, F2, F4
transaction FSR Class A Common Stock Sale -$1.25M -57.7K -5.77% $21.76 942K Nov 18, 2021 Held by the Mayfair Trust F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FSR Stock Option (right to buy) Options Exercise $0 -489K -6.61% $0.00 6.91M Nov 15, 2021 Class A Common Stock 489K $0.06 Held by the Mayfair Trust F1, F2, F6
holding FSR Stock Option (right to buy) 7.19M Nov 18, 2021 Class A Common Stock 7.19M $0.06 Held by the Mayfair Trust F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Persons as co-trustees of the Mayfair Trust on August 16, 2021.
F2 The Reporting Persons are co-trustees of the Mayfair Trust.
F3 The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.32 to $20.315, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $21.315, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.32 to $22.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F6 The stock option is fully vested and immediately exercisable.

Remarks:

This Form 4 is being filed jointly by the two Reporting Persons and consolidates holdings that were previously reported separately by each Reporting Person.