Ryan M. Lance - Nov 30, 2021 Form 4 Insider Report for CONOCOPHILLIPS (COP)

Signature
Shannon B. Kinney (by Power of Attorney filed with the Commission on February 15, 2018)
Stock symbol
COP
Transactions as of
Nov 30, 2021
Transactions value $
-$293,533
Form type
4
Date filed
12/2/2021, 03:45 PM
Previous filing
Dec 3, 2021
Next filing
Dec 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COP Common Stock Options Exercise +4.13K +9.27% 48.6K Nov 30, 2021 Direct F1
transaction COP Common Stock Tax liability -$294K -4.13K -8.48% $71.13 44.5K Nov 30, 2021 Direct
holding COP Common Stock 50.7K Nov 30, 2021 By Lance Family Trust
holding COP Common Stock 17.1K Nov 30, 2021 By ConocoPhillips Savings Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COP Stock Units Options Exercise $0 -4.13K -3.73% $0.00 106K Nov 30, 2021 Common Stock 4.13K Direct F3, F4, F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each stock unit was the economic equivalent of one share of common stock.
F2 Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.
F3 The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F4 Reflects partial lapsing of restrictions on the 2021 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.
F5 The stock unit grant settles 3 years from February 9, 2021, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.
F6 The stock units do not have an expiration date.
F7 Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.