5AM Partners IV, LLC - Dec 3, 2021 Form 3 Insider Report for Pear Therapeutics, Inc. (PEARQ)

Role
10%+ Owner
Signature
5AM Partners IV, LLC, By /s/ Scott M. Rocklage, Managing Member
Stock symbol
PEARQ
Transactions as of
Dec 3, 2021
Transactions value $
$0
Form type
3
Date filed
12/13/2021, 03:26 PM
Next filing
Apr 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PEARQ Class A Common Stock 14.6M Dec 3, 2021 By 5AM Ventures IV, L.P. F1
holding PEARQ Class A Common Stock 610K Dec 3, 2021 By 5AM Co-Investors IV, L.P. F2
holding PEARQ Class A Common Stock 3.37M Dec 3, 2021 By 5AM Opportunities I, L.P. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are directly held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners IV and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports.
F2 The shares are directly held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners IV and may be deemed to have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports.
F3 Shares are held by 5AM Opportunities I, L.P. ("Opportunities"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities. Andrew J. Schwab is a managing member of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities. Opportunities GP disclaims beneficial ownership of the shares of Common Stock held by Opportunities, except to the extent of its pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports.