Peter M. Barker - Dec 10, 2021 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Role: Chief Product Officer & EVP
Signature: /s/ Samuel J. Fleischmann, by Power of Attorney for Peter M. Barker
Stock symbol: FORG
Transactions as of: Dec 10, 2021
Transactions value $: -$233,216
Form type: 4
Date filed: 12/14/2021, 06:01 PM
Previous filing: Sep 22, 2021
Next filing: Feb 23, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FORG	Class A Common Stock	Conversion of derivative security		+9K			9K	Dec 10, 2021	Direct	F1
transaction	FORG	Class A Common Stock	Sale	-$212K	-8.19K	-91%	$25.90	810	Dec 10, 2021	Direct
transaction	FORG	Class A Common Stock	Sale	-$15.6K	-600	-74.07%	$26.04	210	Dec 10, 2021	Direct
transaction	FORG	Class A Common Stock	Sale	-$5.47K	-210	-100%	$26.05	0	Dec 10, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FORG	Stock Option (right to buy)	Options Exercise	$0	-9K	-2.7%	$0.00	325K	Dec 10, 2021	Class B Common Stock	9K	$3.60	Direct	F1, F2
transaction	FORG	Class B Common Stock	Options Exercise	$0	+9K		$0.00	9K	Dec 10, 2021	Class A Common Stock	9K		Direct	F1
transaction	FORG	Class B Common Stock	Conversion of derivative security	$0	-9K	-100%	$0.00^*	0	Dec 10, 2021	Class A Common Stock	9K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the reporting person's election and has no expiration date.
F2	Twenty-five percent (25%) of the shares subject to the option vested on January 22, 2019; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.