Juan P. Fernandez - Dec 14, 2021 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Role
CFO, Executive VP - Global
Signature
/s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
Stock symbol
FORG
Transactions as of
Dec 14, 2021
Transactions value $
$0
Form type
4
Date filed
12/16/2021, 08:54 PM
Previous filing
Aug 18, 2023
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Conversion of derivative security +8K 8K Dec 14, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FORG Stock Option (right to buy) Options Exercise $0 -8K -2.89% $0.00 269K Dec 14, 2021 Class B Common Stock 8K $0.43 Direct F1, F2
transaction FORG Class B Common Stock Options Exercise $0 +8K +3.41% $0.00 243K Dec 14, 2021 Class A Common Stock 8K Direct F1
transaction FORG Class B Common Stock Conversion of derivative security $0 -8K -3.3% $0.00 235K Dec 14, 2021 Class A Common Stock 8K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the reporting person's election and has no expiration date.
F2 All of the shares subject to the option are fully vested and exercisable as of the date hereof.