Anthony Saravanos - Sep 12, 2021 Form 4 Insider Report for HCI Group, Inc. (HCI)

Role
Division President, Director
Signature
/s/ Andrew L. Graham as Attorney-in-fact for Anthony Saravanos
Stock symbol
HCI
Transactions as of
Sep 12, 2021
Transactions value $
$0
Form type
4
Date filed
12/29/2021, 02:47 PM
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCI Common stock Other -1.2K -100% 0 Sep 12, 2021 By Self as Custodian for niece, Elliana Tuite F1
holding HCI Common stock 1.2K Sep 12, 2021 By Self as Custodian for nephew, Nolan Tuite
holding HCI Common stock 80K Sep 12, 2021 By HC Investment LLC F2
holding HCI Common stock 1.2K Sep 12, 2021 By Self and Maria Saravanos as Custodian for son, Kostos Anthony Saravanos
holding HCI Common Stock 140 Sep 12, 2021 By Anthony Saravanos IRA
holding HCI Common Stock 42.6K Sep 12, 2021 Direct
holding HCI Common Stock 625 Sep 12, 2021 Direct F3
holding HCI Common Stock 1.75K Sep 12, 2021 Direct F4
holding HCI Common Stock 2.63K Sep 12, 2021 Direct F5
holding HCI Common Stock 3.5K Sep 12, 2021 Direct F6
holding HCI Common Stock 3K Sep 12, 2021 Direct F7
holding HCI Common Stock 34K Sep 12, 2021 Direct F8
holding HCI Common Stock 34K Sep 12, 2021 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Effective 9/12/2021, Mr. Saravanos no longer serves as custodian for the 1,200 shares held by his niece, Elliana Tuite.
F2 The reporting person holds voting and investment power of the 80,000 shares held by HC Investment LLC.
F3 Restricted stock grant of 2,500 shares effective 6/06/2017: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2018, May 20, 2019, May 20, 2020, and May 20, 2021. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2017.
F4 Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.
F5 Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.
F6 Restricted stock grant of 3,500 shares effective 5/26/2020: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2021, May 20, 2022, May 20, 2023, and May 20, 2024. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 5/26/2020.
F7 Restricted stock grant of 3,000 shares effective 2/26/2021: Restriction period will lapse and the restricted shares will vest as follows: 750 shares on each of February 26, 2022, February 26, 2023, February 26, 2024, and February 26, 2025. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 2/26/2021.
F8 Restricted stock grant of 34,000 shares effective 2/26/2021: Restricted shares will vest, if ever, on the first anniversary of the date on which the company stock value first equals or exceeds $105 for 30 consecutive trading days on the applicable exchange. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 2/26/2021.
F9 Restricted stock grant of 34,000 shares effective 2/26/2021: Restricted shares will vest, if ever, on the first anniversary of the date on which the company stock value first equals or exceeds $140 for 30 consecutive trading days on the applicable exchange. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 2/26/2021.