Don R. Daseke - Dec 31, 2021 Form 4 Insider Report for Daseke, Inc. (DSKE)

Role
Director, 10%+ Owner
Signature
/s/ Soumit Roy, attorney-in-fact
Stock symbol
DSKE
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
4
Date filed
1/3/2022, 04:00 PM
Previous filing
Jun 2, 2021
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DSKE Common Stock Options Exercise $0 +6.91K +0.44% $0.00 1.56M Jan 1, 2022 Direct F1
holding DSKE Common Stock 76K Dec 31, 2021 By Walden Management Co. Pension F2
holding DSKE Common Stock 34.3K Dec 31, 2021 By Spouse F3
holding DSKE Common Stock 16.3M Dec 31, 2021 By The Walden Group, Inc. F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DSKE Restricted Stock Unit Award $0 +4.98K +72.11% $0.00 11.9K Dec 31, 2021 Common Stock 4.98K Direct F5, F6, F7
transaction DSKE Restricted Stock Unit Options Exercise $0 -6.91K -58.1% $0.00 4.98K Jan 1, 2022 Common Stock 6.91K Direct F1, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person received 6,906 restricted stock units ("RSUs"), which convert into shares of the Issuer's common stock on a one-for-one basis, on June 1, 2021. These RSUs fully vested on January 1, 2022 and were settled in shares of the Issuer's common stock.
F2 Held of record by Walden Management Co. Pension Mr. Daseke is the sole trustee of Walden Management Co. Pension. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 Held of record by Mr. Daseke's spouse. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4 Held of record by The Walden Group, Inc. Mr. Daseke is the President and majority stockholder of The Walden Group, Inc. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F5 Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F6 As compensation for their performance as a director in 2022, the Reporting Person received 4,980 RSUs, which shall fully vest on January 1, 2023, if Reporting Person remains a director. Upon vesting, such RSUs will be settled in shares of the Issuer's common stock.
F7 Not applicable.