Jason L. Morgan - Jan 1, 2022 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Role
President, CVT
Signature
/s/ Melanie M. Nealis, Attorney-in-Fact for Jason L. Morgan
Stock symbol
HLIO
Transactions as of
Jan 1, 2022
Transactions value $
-$52,901
Form type
4
Date filed
1/4/2022, 08:22 PM
Previous filing
Sep 28, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIO Common Stock Options Exercise $0 +1.13K +524.65% $0.00 1.34K Jan 1, 2022 Direct F1
transaction HLIO Common Stock Tax liability -$52.9K -503 -37.52% $105.17 838 Jan 1, 2022 Direct
holding HLIO Common Stock 23.4 Jan 1, 2022 by 401(k) Plan Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIO Restricted Stock Units Options Exercise $0 -1.13K -100% $0.00* 0 Jan 1, 2022 Common Stock 1.13K Direct F3
transaction HLIO Restricted Stock Units Award $0 +1.46K $0.00 1.46K Jan 3, 2022 Common Stock 1.46K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (52.4474 during Q3 and Q4 of 2021).
F2 Reflects the current allocation of shares under the Helios Technologies Inc 401(K) Retirement Plan.
F3 Each RSU granted to reporting person on 1/1/2021 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 1/1/2021, 100% of the awards vest and convert into Common Stock one year from the grant date.
F4 Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.