Carlos P. Naudon - Jan 27, 2022 Form 3 Insider Report for Ponce Financial Group, Inc. (PDLB)

Role
President & CEO, Director
Signature
/s/Frank Perez, as attorney in fact
Stock symbol
PDLB
Transactions as of
Jan 27, 2022
Transactions value $
$0
Form type
3
Date filed
1/28/2022, 11:07 AM
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PDLB Common Stock 229K Jan 27, 2022 Direct F1
holding PDLB Common Stock 52.2K Jan 27, 2022 By IRA
holding PDLB Common Stock 20K Jan 27, 2022 By Banking Spectrum Inc
holding PDLB Common Stock 8.32K Jan 27, 2022 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PDLB Stock Options Jan 27, 2022 Common Stock 62.2K $12.77 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 82,946 shares of restricted stock units, of which 41,473 share vest on December 4, 2022 and and the remainder vest on December 4, 2023.
F2 Stock Options vest annually at a rate of 20% per year commencing on December 4, 2019.