Tricia L. Fulton - Jan 28, 2022 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Signature
/s/ Marc Greenberg, Attorney-in-Fact for Tricia L. Fulton
Stock symbol
HLIO
Transactions as of
Jan 28, 2022
Transactions value $
-$33,616
Form type
4
Date filed
2/1/2022, 01:15 PM
Previous filing
Jan 4, 2022
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIO Common Stock Options Exercise $0 +975 +2.31% $0.00 43.1K Jan 28, 2022 Direct F1
transaction HLIO Common Stock Tax liability -$33.6K -436 -1.01% $77.10 42.7K Jan 28, 2022 Direct F2
holding HLIO Common Stock 5.73K Jan 28, 2022 By 401(k) Plan Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIO Restricted Stock Units Options Exercise $0 -975 -33.32% $0.00 1.95K Jan 28, 2022 Common Stock 975 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (7.8512 Q4 of 2021).
F2 Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F3 Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F4 Each RSU represents the right to receive, following vesting, one share of Common Stock.
F5 Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.