| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALXO | Common Stock | Options Exercise | $27.1K | +6.64K | +69.99% | $4.08 | 16.1K | Feb 7, 2022 | Direct | F1 |
| transaction | ALXO | Common Stock | Options Exercise | $40.2K | +8.36K | +51.88% | $4.81 | 24.5K | Feb 7, 2022 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALXO | Employee Stock Option (right to buy) | Options Exercise | $0 | -6.64K | -6.94% | $0.00 | 89K | Feb 7, 2022 | Common Stock | 6.64K | $4.08 | Direct | F2 |
| transaction | ALXO | Employee Stock Option (right to buy) | Options Exercise | $0 | -8.36K | -28.66% | $0.00 | 20.8K | Feb 7, 2022 | Common Stock | 8.36K | $4.81 | Direct | F4 |
| holding | ALXO | Employee Stock Option (right to buy) | 60.5K | Feb 7, 2022 | Common Stock | 60.5K | $4.08 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Includes 152 shares acquired under the Issuer's employee stock purchase plan on December 31, 2021. |
| F2 | The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 2, 2021 and 1/36th of the remaining shares vest monthly thereafter. |
| F3 | The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on March 9, 2021 and 1/36th of the remaining shares vest monthly thereafter. |
| F4 | One-fourth of the shares subject to the option vest on April 27, 2021 and 1/36th of the remaining shares vest monthly thereafter. |