Jeffrey K. Storey - Dec 31, 2021 Form 5 Insider Report for Lumen Technologies, Inc. (LUMN)

Role
President & CEO, Director
Signature
/s/ Gary Maxwell Cox, attorney-in-fact for Jeffrey K. Storey
Stock symbol
LUMN
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/11/2022, 04:20 PM
Previous filing
May 26, 2021
Next filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUMN Common Stock Gift $0 -930K -20.54% $0.00 3.6M Oct 27, 2021 Direct F1
transaction LUMN Common Stock Gift $0 +930K $0.00 930K Oct 27, 2021 By Spouse F1
transaction LUMN Common Stock Gift $0 -784K -21.79% $0.00 2.81M Nov 5, 2021 Direct F2
transaction LUMN Common Stock Gift $0 -784K -84.3% $0.00 146K Nov 5, 2021 By Spouse F3
holding LUMN Common Stock 7.1K Dec 31, 2021 By 401(k)
holding LUMN Common Stock 261K Dec 31, 2021 By JS 2021 Trust F3
holding LUMN Common Stock 261K Dec 31, 2021 By RS 2021 Trust F3
holding LUMN Common Stock 261K Dec 31, 2021 By SM 2021 Trust F3
holding LUMN Common Stock 784K Dec 31, 2021 By SLS 2021 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift of securities by the Reporting Person to the Reporting Person's spouse.
F2 Represents a gift of shares from the Reporting Person to a family trust for the benefit of his spouse and her children, for which his spouse serves as sole trustee.
F3 Represents a gift of shares from the Reporting Person's spouse to three separate trusts, each of which is for the benefit of one of their children. The Reporting Person serves as sole trustee for each of the three trusts.