Terry M. Rich - Feb 15, 2022 Form 4 Insider Report for SURGALIGN HOLDINGS, INC. (SRGA)

Signature
by Jessica Rumschlag as attorney in fact
Stock symbol
SRGA
Transactions as of
Feb 15, 2022
Transactions value $
$199,946
Form type
4
Date filed
2/16/2022, 10:43 AM
Previous filing
Aug 13, 2021
Next filing
Aug 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRGA Common Stock Purchase $200K +435K +15.58% $0.46 3.23M Feb 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRGA Warrants (right to buy) Purchase $32.60 +326K +74.26% $0.00* 765K Feb 15, 2022 Common Stock 326K $0.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total shares includes 17,985 shares purchased under the Company's Employee Stock Purchase Plan on December 31, 2021, which is exempt under Rule 16b-3(c).