Kurt A. Gustafson - Feb 23, 2022 Form 4 Insider Report for SPECTRUM PHARMACEUTICALS INC (SPPI)

Role
EVP & Chief Financial Officer
Signature
/s/ Kurt A. Gustafson
Stock symbol
SPPI
Transactions as of
Feb 23, 2022
Transactions value $
-$24,424
Form type
4
Date filed
2/24/2022, 05:43 PM
Previous filing
Jun 25, 2021
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPPI Common Stock, $0.001 par value Sale -$14.2K -20.2K -5.23% $0.70 366K Feb 23, 2022 Direct F1, F2
transaction SPPI Common Stock, $0.001 par value Sale -$10.2K -16K -4.31% $0.64 354K Feb 24, 2022 Direct F1
holding SPPI Common Stock, $0.001 par value 11.8K Feb 23, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
F2 Since the date of the reporting person's last ownership report, he transferred 14,429 shares of the Company's common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.