Michael Edmund Evans - Mar 1, 2022 Form 4 Insider Report for Houghton Mifflin Harcourt Co (HMHC)

Role
EVP, Chief Revenue Officer
Signature
s/ William F. Bayers, Attorney-in-Fact
Stock symbol
HMHC
Transactions as of
Mar 1, 2022
Transactions value $
$2,818
Form type
4
Date filed
3/3/2022, 03:49 PM
Previous filing
Nov 9, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMHC Common Stock Award $2.82K +305 +0.98% $9.24 31.4K Dec 31, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMHC Restricted Stock Units Award $0 +19.1K $0.00 19.1K Mar 1, 2022 Common Stock 19.1K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Houghton Mifflin Harcourt Company's (the Company") Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting.

Remarks:

William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.