Marc Greenberg - Jan 4, 2022 Form 3/A - Amendment Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Role
General Counsel and Secretary
Signature
/s/ Carter Lang, Attorney-in-Fact for Marc A. Greenberg
Stock symbol
HLIO
Transactions as of
Jan 4, 2022
Transactions value $
$0
Form type
3/A - Amendment
Date filed
3/4/2022, 04:09 PM
Date Of Original Report
Jan 14, 2022
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HLIO Common Stock 259 Jan 4, 2022 Direct F1
holding HLIO Common Stock 54.5 Jan 4, 2022 by 401(k) Plan Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HLIO Restricted Stock Units Jan 4, 2022 Common Stock 545 $0.00 Direct F2, F3
holding HLIO Restricted Stock Units Jan 4, 2022 Common Stock 250 $0.00 Direct F3, F4
holding HLIO Restricted Stock Units Jan 4, 2022 Common Stock 988 $0.00 Direct F3, F5
holding HLIO Performance-based Restricted Stock Units Jan 4, 2022 Common Stock 988 $0.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.
F2 Restricted stock units granted to reporting person on January 28, 2021; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F3 Each RSU represents the right to receive, following vesting, one share of Common Stock.
F4 Restricted stock units granted to reporting person on December 8, 2021; unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into Common Stock on March 9, 2022.
F5 Restricted stock units granted to reporting person on January 3, 2022; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F6 Restricted stock units granted to reporting person on January 3, 2022, which represent the right to receive, following vesting, up to 200% of one share of the Company's Common Stock. The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee over a three-year performance period beginning on the first day of the fiscal year of 2022 and ending on the last day of the fiscal year of 2024.

Remarks:

This Form 3 is being amended to report an administrative oversight in the Reporting Person's Restricted Stock Units.