Ryan Spencer - Mar 2, 2022 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
CEO and Director, Director
Signature
/s/ RYAN SPENCER
Stock symbol
DVAX
Transactions as of
Mar 2, 2022
Transactions value $
-$862,931
Form type
4
Date filed
3/4/2022, 07:16 PM
Previous filing
Feb 14, 2022
Next filing
Aug 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $15K +1.46K +0.91% $10.29 162K Feb 15, 2022 Direct F1
transaction DVAX Common Stock Options Exercise +20.8K +12.84% 183K Mar 2, 2022 Direct F2
transaction DVAX Common Stock Sale -$134K -12.7K -6.91% $10.57 170K Mar 3, 2022 Direct F3
transaction DVAX Common Stock Options Exercise +29.8K +17.45% 200K Mar 2, 2022 Direct F4
transaction DVAX Common Stock Sale -$186K -17.6K -8.8% $10.57 183K Mar 3, 2022 Direct F5
transaction DVAX Common Stock Sale -$558K -52.8K -28.93% $10.56 130K Mar 3, 2022 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -20.8K -100% 0 Mar 2, 2022 Common Stock 20.8K Direct F2
transaction DVAX Restricted Stock Unit Options Exercise -29.8K -33.33% 59.5K Mar 2, 2022 Common Stock 29.8K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,457 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
F3 The reporting person is reporting the sale of 12,662 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022.
F4 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 4, 2021.
F5 The reporting person is reporting the sale of 17,611 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022
F6 The reporting person is reporting the sale of 52,835 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The conversion of the RSUs into common stock was reported on the reporting person's Form 4 on February 14, 2022.