Jeffrey A. Pembroke - Jan 7, 2022 Form 4 Insider Report for NORDSON CORP (NDSN)

Signature
Jennifer L. McDonough on behalf of Jeffrey A. Pembroke
Stock symbol
NDSN
Transactions as of
Jan 7, 2022
Transactions value $
-$1,839
Form type
4
Date filed
4/1/2022, 12:04 PM
Previous filing
Dec 2, 2021
Next filing
Nov 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDSN Common Stock Tax liability -$1.84K -8 -0.06% $229.91 13.9K Mar 30, 2022 Direct F1, F2
holding NDSN Common Stock 143 Jan 7, 2022 By Company Savings Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NDSN Employee Stock Options (right to buy) 1.8K Jan 7, 2022 Common Stock 1.8K $79.66 Direct F4
holding NDSN Employee Stock Options (right to buy) 3.2K Jan 7, 2022 Common Stock 3.2K $70.91 Direct F4
holding NDSN Employee Stock Options (right to buy) 6.5K Jan 7, 2022 Common Stock 6.5K $107.65 Direct F4
holding NDSN Employee Stock Options (right to buy) 8.4K Jan 7, 2022 Common Stock 8.4K $127.67 Direct F4
holding NDSN Employee Stock Options (right to buy) 8.3K Jan 7, 2022 Common Stock 8.3K $124.90 Direct F5
holding NDSN Employee Stock Options (right to buy) 8.8K Jan 7, 2022 Common Stock 8.8K $165.21 Direct F6
holding NDSN Employee Stock Options (right to buy) 860 Jan 7, 2022 Common Stock 860 $138.59 Direct F7
holding NDSN Employee Stock Options (right to buy) 8.15K Jan 7, 2022 Common Stock 8.15K $201.50 Direct F8
holding NDSN Employee Stock Options (right to buy) 7.23K Jan 7, 2022 Common Stock 7.23K $267.51 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 30, 2020, the Company awarded 96 restricted shares under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each March 30, 2021, 2022, and 2023. 8 of the 32 shares that vested March 30, 2022 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2 The total holdings reflect a decrease of 2,000 shares because the target/award originally reported on November 28, 2018 was not earned. On November 26, 2018, the Company awarded 2,000 performance shares under the Company's Amended and Restated 2012 Stock Incentive and Award Plan, contingent upon the achievement of performance measures over a 3-year performance period (2019-2021) with settlement in January 2022. The Company did not reach the threshold performance measure and therefore zero performance shares vested.
F3 Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F4 All such options have fully vested.
F5 The options vest in 4 equal annual installments beginning on November 26, 2019.
F6 The options vest in 4 equal annual installments beginning on November 25, 2020.
F7 The options vest in 4 equal annual installments beginning on March 30, 2021.
F8 The options vest in 4 equal annual installments beginning on November 23, 2021.
F9 The options vest in 4 equal annual installments beginning on November 22, 2022.