Christopher Scott Edmonds - Apr 4, 2022 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role: Chief Development Officer
Signature: /s/ Octavia N. Spencer, Attorney-in-fact
Stock symbol: ICE
Transactions as of: Apr 4, 2022
Transactions value $: $199,962
Form type: 4
Date filed: 4/6/2022, 04:46 PM
Previous filing: Mar 25, 2022
Next filing: May 17, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ICE	Common Stock	Options Exercise	$100K	+1.49K	+16.3%	$67.00	10.6K	Apr 4, 2022	Direct
transaction	ICE	Common Stock	Options Exercise	$100K	+1.31K	+12.33%	$76.16	12K	Apr 6, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ICE	Employee Stock Option (right to buy) Holding	Options Exercise	$0	-1.49K	-11.59%	$0.00	11.4K	Apr 4, 2022	Common Stock	1.49K	$67.00	Direct	F2
transaction	ICE	Employee Stock Option (right to buy) Holding	Options Exercise	$0	-1.31K	-10.14%	$0.00	11.6K	Apr 6, 2022	Common Stock	1.31K	$76.16	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common stock number referred in Table I is an aggregate number and represents 3,792 shares of common stock, 1,783 unvested restricted stock units ("RSUs"), and 6,383 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.
F2	These options are fully vested.

Content

The common stock number referred in Table I is an aggregate number and represents 3,792 shares of common stock, 1,783 unvested restricted stock units ("RSUs"), and 6,383 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

These options are fully vested.