Phyllis W. Newhouse - Mar 7, 2022 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Role: Director
Signature: /s/ Alexander Gefter, Attorney in Fact
Stock symbol: HLGN
Transactions as of: Mar 7, 2022
Transactions value $: $0
Form type: 4
Date filed: 4/8/2022, 09:08 PM
Previous filing: Jan 4, 2022
Next filing: Jul 21, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLGN	Common Stock	Award	$0	+40.4K	+0.94%	$0.00	4.34M	Mar 7, 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of 40,404 restricted stock units granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Non-Employee Director Compensation Policy, vesting in three equal annual installments commencing on December 31, 2022 subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The restricted stock units are payable in an equivalent number of shares of common stock of the Issuer.
F2	Consists of 4,298,472 shares of common stock previously received by the Reporting Person as a liquidating distribution from Athena Technology Sponsor LLC in connection with Athena Technology Acquisition Corp's business combination with Heliogen, Inc.

Content

Consists of 40,404 restricted stock units granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Non-Employee Director Compensation Policy, vesting in three equal annual installments commencing on December 31, 2022 subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The restricted stock units are payable in an equivalent number of shares of common stock of the Issuer.

Consists of 4,298,472 shares of common stock previously received by the Reporting Person as a liquidating distribution from Athena Technology Sponsor LLC in connection with Athena Technology Acquisition Corp's business combination with Heliogen, Inc.