Charles V. Bergh - May 4, 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
President and CEO, Director
Signature
/s/ David Jedrzejek, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
May 4, 2022
Transactions value $
$0
Form type
4
Date filed
5/6/2022, 07:52 PM
Previous filing
Apr 21, 2022
Next filing
Feb 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +164K +12% $0.00 1.53M May 4, 2022 Direct F1
transaction LEVI Class A Common Stock Conversion of derivative security $0 -1.07M -69.48% $0.00 468K May 4, 2022 Direct F2
transaction LEVI Class A Common Stock Award $0 +1.07M +227.63% $0.00 1.53M May 4, 2022 Direct F2
transaction LEVI Class A Common Stock Gift $0 -358K -49.65% $0.00 363K May 4, 2022 See Footnote F3, F4
transaction LEVI Class A Common Stock Gift $0 +358K +23.29% $0.00 1.89M May 4, 2022 Direct F3
transaction LEVI Class A Common Stock Gift $0 -363K -100% $0.00* 0 May 4, 2022 See Footnote F4, F5
transaction LEVI Class A Common Stock Gift $0 +363K +134.76% $0.00 632K May 4, 2022 See Footnote F5, F6
transaction LEVI Class A Common Stock Gift $0 -1.59M -83.94% $0.00 304K May 4, 2022 Direct
transaction LEVI Class A Common Stock Gift $0 +1.59M $0.00 1.59M May 4, 2022 See Footnote F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -164K -100% $0.00* 0 May 4, 2022 Class A Common Stock 164K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 The Reporting Person converted Class B Common Stock represented by vested restricted stock units reported in Table I into Class A Common Stock pursuant to terms of the Class B Common Stock.
F3 Shares transferred to satisfy annuity payments.
F4 The shares are held in a family trust formed in 2020 of which Mr. Bergh is trustee.
F5 Shares transferred as payment to the beneficiary pursuant to the trust terms.
F6 The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
F7 The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee.
F8 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.