Matthew Ackley - May 12, 2022 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Chief Marketing Officer
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Matthew Ackley.
Stock symbol
RBA
Transactions as of
May 12, 2022
Transactions value $
-$60,360
Form type
4
Date filed
5/13/2022, 03:45 PM
Previous filing
Mar 16, 2022
Next filing
Aug 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $26.6K +1.5K $17.76 1.5K May 12, 2022 Direct
transaction RBA Common Shares Sale -$87K -1.5K -100% $58.00 0 May 12, 2022 Direct
holding RBA Common Shares 1.98K May 12, 2022 Employee Stock Purchase Plan F1
holding RBA Common Shares 24.1K May 12, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -1.5K -9.47% $0.00 14.3K May 12, 2022 Common Shares 1.5K $17.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through May 12, 2022.
F2 The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning May 30, 2018.