James F. Getz - May 25, 2022 Form 4 Insider Report for TriState Capital Holdings, Inc. (TSC)

Role
CHAIRMAN, PRESIDENT AND CEO, Director
Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Stock symbol
TSC
Transactions as of
May 25, 2022
Transactions value $
$0
Form type
4
Date filed
6/2/2022, 02:21 PM
Previous filing
Jan 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSC Common Stock Disposed to Issuer -270K -100% 0 Jun 1, 2022 Direct F1, F2
transaction TSC Common Stock Disposed to Issuer -549K -100% 0 Jun 1, 2022 Direct F1, F3
transaction TSC Common Stock Disposed to Issuer -347K -100% 0 Jun 1, 2022 By Getz Enterprises, L.P. F1, F4
transaction TSC Common Stock Disposed to Issuer -142K -100% 0 Jun 1, 2022 By Stephens Inc. FBO James F. Getz Individual Retirement Account F1, F5
transaction TSC Common Stock Disposed to Issuer -157K -100% 0 Jun 1, 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

James F. Getz is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
F2 Owned by Mr. Getz individually.
F3 Shares held jointly by Mr. Getz and his wife.
F4 The Reporting Person is the general partner of this entity.
F5 The Reporting Person is the beneficiary of this account.
F6 Converted pursuant to the Merger Agreement into 49,365 shares of restricted stock of RJF having the same terms and conditions as the corresponding restricted stock award of the Issuer.