James B. Hawkes - Jun 14, 2022 Form 4 Insider Report for Victory Capital Holdings, Inc. (VCTR)

Role: Director
Signature: /s/ Nina Gupta, attorney-in-fact for Mr. Hawkes
Stock symbol: VCTR
Transactions as of: Jun 14, 2022
Transactions value $: $490,200
Form type: 4
Date filed: 6/16/2022, 04:29 PM
Previous filing: Apr 13, 2022
Next filing: Jul 13, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VCTR	Common Stock	Purchase	$490K	+20K		$24.51	20K	Jun 14, 2022	See Footnote	F1, F2
holding	VCTR	Common Stock						416K	Jun 14, 2022	Direct
holding	VCTR	Common Stock						277K	Jun 14, 2022	See Footnote	F3
holding	VCTR	Common Stock						71K	Jun 14, 2022	See Footnote	F4
holding	VCTR	Common Stock						383K	Jun 14, 2022	See Footnote	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.37 to $24.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2	These securities are held by Mary Lou Hawkes 2012 Revocable U/A DTD 12/10/2012, a family trust in which the Reporting Person's spouse serves as the trustee and the Reporting Person has investment control. The Reporting Person disclaims beneficial ownership of these Common Stock Shares to the extent of his pecuniary interest therein.
F3	These securities are held directly by James B Hawkes 2012 Revocable U/A DTD 12/10/2012, which is controlled by Mr. Hawkes. Mr. Hawkes disclaims beneficial ownership of the shares held by James B Hawkes 2012 Revocable U/A DTD 12/10/2012 except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Hawkes is the beneficial owner of the shares held by James B Hawkes 2012 Revocable U/A DTD 12/10/2012.
F4	These securities are held directly by Hawkes Nest, LLC, which is controlled by Mr. Hawkes. Mr. Hawkes disclaims beneficial ownership of the shares held by Hawkes Nest, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Hawkes is the beneficial owner of the shares held by Hawkes Nest, LLC.
F5	These securities are held directly by Hawkes Family LLC, which is controlled by Mr. Hawkes. Mr. Hawkes disclaims beneficial ownership of the shares held by Hawkes Family LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Hawkes is the beneficial owner of the shares held by Hawkes Family LLC.