| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HRT | Common Stock, par value $0.001 per share | Purchase | $448K | +30K | +0.18% | $14.94 | 16.9M | Jun 3, 2022 | See footnote | F1, F2, F3, F4, F5 |
| transaction | HRT | Common Stock, par value $0.001 per share | Purchase | $125K | +8.33K | +0.05% | $15.00 | 16.9M | Jun 9, 2022 | See footnote | F2, F3, F4, F5, F6 |
| transaction | HRT | Common Stock, par value $0.001 per share | Purchase | $1.92M | +129K | +0.76% | $14.87 | 17.1M | Jun 10, 2022 | See footnote | F2, F3, F4, F5, F7 |
| transaction | HRT | Common Stock, par value $0.001 per share | Purchase | $7.53M | +513K | +3.01% | $14.67 | 17.6M | Jun 13, 2022 | See footnote | F2, F3, F4, F5, F8 |
| transaction | HRT | Common Stock, par value $0.001 per share | Purchase | $2.35M | +163K | +0.93% | $14.39 | 17.7M | Jun 14, 2022 | See footnote | F2, F3, F4, F5, F9 |
| transaction | HRT | Common Stock, par value $0.001 per share | Purchase | $2.89M | +193K | +1.09% | $14.96 | 17.9M | Jun 14, 2022 | See footnote | F2, F3, F4, F5, F10 |
| transaction | HRT | Common Stock, par value $0.001 per share | Purchase | $6.98M | +468K | +2.61% | $14.92 | 18.4M | Jun 16, 2022 | See footnote | F2, F3, F4, F5, F11 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.85 to $14.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| F2 | Includes 4,342 shares of the Common Stock held by Mr. Carey solely for the benefit of Stone Point Capital LLC (Stone Point), of which Mr. Carey is a managing director. Mr. Carey disclaims beneficial ownership of these shares of Common Stock, except to the extent of any pecuniary interest therein. Stone Point may be deemed an indirect owner of these shares of Common Stock. |
| F3 | Shares of Common Stock are held by Trident VII, L.P., Trident VII Parallel Fund, L.P., Trident VII DE Parallel Fund, L.P. and Trident VII Professionals Fund, L.P. (the "Trident VII Partnerships"). Trident Capital VII, L.P. ("Trident VII GP") is the general partner of Trident VII, L.P., Trident VII Parallel Fund, L.P. and Trident VII DE Parallel Fund, L.P., and Stone Point GP Ltd. is the general partner of Trident VII Professionals Fund, L.P. |
| F4 | Pursuant to certain management agreements, Stone Point Capital LLC, the investment manager of the Trident VII Partnerships, has received delegated authority by Trident VII GP relating to the Trident VII Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VII Partnerships without first receiving direction from the Investment Committee of the Trident VII GP or a majority of the general partners of the Trident VII GP. Mr. Carey as a member of the investment committee and owner of one of the five general partners of Trident Capital VII, L.P., may be deemed to be the beneficial owner of the securities held directly by the Trident VII Partnerships. |
| F5 | Mr. Carey disclaims beneficial ownership of the shares of Common Stock held of record or beneficially by the Trident VII Partnerships, except to the extent of any pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, Mr. Carey is the beneficial owner of any securities reported herein. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.98 to $15.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.50 to $14.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.08 to $14.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $13.75 to $14.745, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| F10 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.75 to $14.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |
| F11 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.625 to $14.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. |