Richard Miao - Jun 13, 2022 Form 3 Insider Report for Sema4 Holdings Corp. (WGS)

Role
Interim CFO
Signature
/s/ Daniel Clark, Attorney-in-Fact
Stock symbol
WGS
Transactions as of
Jun 13, 2022
Transactions value $
$0
Form type
3
Date filed
6/23/2022, 08:20 PM
Next filing
Apr 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WGS Class A Common Stock 20.3K Jun 13, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WGS Employee Stock Option (right to buy) Jun 13, 2022 Class A Common Stock 143K $3.05 Direct F1
holding WGS Employee Stock Option (right to buy) Jun 13, 2022 Class A Common Stock 74K $7.62 Direct F2
holding WGS Restricted Stock Unit Jun 13, 2022 Class A Common Stock 82.2K Direct F3, F4
holding WGS Restricted Stock Unit Jun 13, 2022 Class A Common Stock 34.8K Direct F4, F5
holding WGS Restricted Stock Unit Jun 13, 2022 Class A Common Stock 96K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 6.25% of the total shares underlying the option vest in quarterly installments beginning on July 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F2 6.25% of the total shares vested on October 25, 2021, 1/16th of the total shares vest on November 24, 2021, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on May 24, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F3 6.25% of the total shares underlying the restricted stock units ("RSUs") vest in quarterly installments beginning on July 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F4 Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
F5 25% of the underlying restricted stock units vests on October 1, 2022, and 6.25% vest in quarterly installments thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.