Kareem Saad - Jul 19, 2022 Form 4 Insider Report for Sema4 Holdings Corp. (WGS)

Role
Chief Transformation Officer
Signature
/s/ Daniel Clark, Attorney-in-Fact
Stock symbol
WGS
Transactions as of
Jul 19, 2022
Transactions value $
-$8,498
Form type
4
Date filed
7/21/2022, 04:40 PM
Previous filing
Apr 28, 2023
Next filing
Oct 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WGS Class A Common Stock Options Exercise +18K +28.02% 82.3K Jul 19, 2022 Direct F1
transaction WGS Class A Common Stock Sale -$8.5K -5.31K -6.45% $1.60 77K Jul 20, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGS Restricted Stock Unit Options Exercise $0 -18K -9.09% $0.00 180K Jul 19, 2022 Class A Common Stock 18K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
F2 The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F3 3/16th of the total shares vested on October 25, 2021, 1/16th of the total shares vested on January 25, 2022, and thereafter will vest as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on January 19, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.