Guy Chiarello - Jul 31, 2022 Form 4 Insider Report for FISERV INC (FI)

Signature
/s/ Eric C. Nelson (attorney-in-fact)
Stock symbol
FI
Transactions as of
Jul 31, 2022
Transactions value $
-$5,231,593
Form type
4
Date filed
8/2/2022, 05:22 PM
Previous filing
Jul 28, 2022
Next filing
Sep 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Award $0 +57.6K +27.05% $0.00 270K Jul 31, 2022 Direct F1
transaction FI Common Stock Tax liability -$3.11M -29.4K -10.87% $105.68 241K Jul 31, 2022 Direct F2
transaction FI Common Stock Options Exercise $626K +15K +6.22% $41.75 256K Aug 1, 2022 Direct F3
transaction FI Common Stock Sale -$1.05M -10.1K -3.94% $104.11 246K Aug 1, 2022 Direct F3, F4
transaction FI Common Stock Sale -$515K -4.9K -1.99% $105.00 241K Aug 1, 2022 Direct F3, F5
transaction FI Common Stock Sale -$420K -4K -1.66% $105.03 237K Aug 1, 2022 Direct F6, F7
transaction FI Common Stock Options Exercise $402K +11K +4.64% $36.54 248K Aug 1, 2022 Direct
transaction FI Common Stock Sale -$1.17M -11K -4.43% $106.06 237K Aug 1, 2022 Direct F8
holding FI Common Stock 26.1K Jul 31, 2022 By Trust F9
holding FI Common Stock 37.4K Jul 31, 2022 By Trust F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -15K -55.69% $0.00 11.9K Aug 1, 2022 Common Stock 15K $41.75 Direct F3, F11
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -11K -100% $0.00* 0 Aug 1, 2022 Common Stock 11K $36.54 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the issuance of shares on July 31, 2022, upon the vesting of performance share units granted on August 1, 2019.
F2 Reflects payment of tax liability by withholding securities incident to vesting of performance share units.
F3 This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
F4 This transaction was executed in multiple trades at prices ranging from $103.93 to $104.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $104.94 to $105.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
F7 This transaction was executed in multiple trades at prices ranging from $105.00 to $105.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $106.04 to $106.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
F10 Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
F11 This option vested in three equal installments on each anniversary of January 1, 2014.
F12 This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.