Barry Sloane - Aug 4, 2022 Form 4 Insider Report for Newtek Business Services Corp. (NEWTZ)

Role: Chairman & CEO, Director
Signature: Barry Sloane
Stock symbol: NEWTZ
Transactions as of: Aug 4, 2022
Transactions value $: $0
Form type: 4
Date filed: 8/5/2022, 10:35 AM
Previous filing: May 18, 2022
Next filing: Dec 29, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEWTZ	Common Stock	Award	$0	+47.1K	+4.77%	$0.00	1.04M	Aug 4, 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 47,081 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 47,081 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.