Altos Ventures IV, L.P. - Aug 22, 2022 Form 4 Insider Report for Roblox Corp (RBLX)

Role
10%+ Owner
Signature
/s/ Anthony P. Lee, Managing Director of Altos Management Partners IV, LLC, the general partner of Altos Ventures IV, LP
Stock symbol
RBLX
Transactions as of
Aug 22, 2022
Transactions value $
$0
Form type
4
Date filed
8/24/2022, 09:14 PM
Previous filing
Aug 18, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Other $0 -355K -2.24% $0.00 15.5M Aug 22, 2022 See Footnotes F1, F2, F3, F4
transaction RBLX Class A Common Stock Other $0 -891 -0.15% $0.00 582K Aug 22, 2022 See Footnotes F2, F5, F6, F7
transaction RBLX Class A Common Stock Other $0 -294K -1.04% $0.00 28M Aug 22, 2022 See Footnotes F2, F3, F8, F9
transaction RBLX Class A Common Stock Other $0 -143K -1.09% $0.00 13M Aug 22, 2022 See Footnotes F2, F3, F10, F11
transaction RBLX Class A Common Stock Other $0 -79K -2.94% $0.00 2.6M Aug 22, 2022 See Footnotes F2, F3, F12, F13
transaction RBLX Class A Common Stock Other $0 -98K -0.52% $0.00 18.6M Aug 22, 2022 See Footnotes F2, F3, F13, F14
transaction RBLX Class A Common Stock Other $0 -243 -0.08% $0.00 311K Aug 22, 2022 See Footnotes F2, F3, F15, F16
transaction RBLX Class A Common Stock Other $0 +26.7K +79.98% $0.00 60K Aug 22, 2022 See Footnotes F7, F17, F18
transaction RBLX Class A Common Stock Other $0 +268K +17.69% $0.00 1.78M Aug 22, 2022 See Footnotes F17, F20, F21
transaction RBLX Class A Common Stock Other $0 +37.7K +31.72% $0.00 156K Aug 22, 2022 See Footnotes F17, F22
transaction RBLX Class A Common Stock Other $0 +268K +19.81% $0.00 1.62M Aug 22, 2022 See Footnotes F17, F24
transaction RBLX Class A Common Stock Other $0 +37.7K +31.72% $0.00 156K Aug 22, 2022 See Footnotes F17, F25
holding RBLX Class A Common Stock 111K Aug 22, 2022 See Footnotes F2, F3, F19
holding RBLX Class A Common Stock 72 Aug 22, 2022 See Footnotes F23
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its partners.
F2 The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners).
F3 The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any.
F4 These shares are held directly by Altos Ventures IV, L.P.
F5 Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its partners.
F6 These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F7 The members of the Board of Directors of Altos Ventures Management, Inc. (AVMI) are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVMI disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F8 Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its partners.
F9 These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
F10 Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its partners.
F11 These shares are held directly by Altos Roblox SPV 2020, LLC.
F12 Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its partners.
F13 These shares are held directly by Altos Roblox SPV 2, LLC.
F14 Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its partners.
F15 Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P. to its partners.
F16 These shares are held directly by Altos Hybrid 2, L.P.
F17 Represents shares of the Issuer's Class A Common Stock acquired in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Roblox 2020 Management Partners, LLC and Altos Roblox Management Partners, LLC.
F18 These shares are held directly by Altos Ventures Management Inc.
F19 These shares are held directly by Altos Hybrid 4, L.P.
F20 Includes 289,262 shares transferred from the Nam-MacGill LLC-Sub Fund No. 1 since the Reporting Person's last Form 4.
F21 These shares are held by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F22 These shares are directly by Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F23 These shares are held directly by trusts for the minor children of Mr. Nam, for which Mr. Nam serves as co-trustee.
F24 These shares are held directly by The Kim Living Trust for which Mr. Kim serves as trustee. Mr. Kim disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
F25 These shares are held directly by Han Family Investments, LLC - Sub Fund No. 1 which Mr. Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein.

Remarks:

This Form 4 is the first of two Forms 4 being filed by the Reporting Persons relating to the same event. This Form 4 has been split into two filings in order to include all Reporting Persons.