Liam Griffin - Nov 7, 2022 Form 4 Insider Report for SKYWORKS SOLUTIONS, INC. (SWKS)

Role
Chairman, CEO and President, Director
Signature
Daniel L. Ricks, as Attorney-in-Fact for Liam K. Griffin
Stock symbol
SWKS
Transactions as of
Nov 7, 2022
Transactions value $
-$1,420,956
Form type
4
Date filed
11/9/2022, 07:00 PM
Previous filing
Apr 21, 2022
Next filing
Nov 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKS Common Stock Options Exercise +10.1K +60.42% 26.9K Nov 7, 2022 Direct F1, F2
transaction SWKS Common Stock Tax liability -$443K -5.02K -18.67% $88.25 21.9K Nov 7, 2022 Direct F3
transaction SWKS Common Stock Options Exercise +12.1K +55.32% 34K Nov 7, 2022 Direct F1
transaction SWKS Common Stock Tax liability -$530K -6K -17.66% $88.25 28K Nov 7, 2022 Direct F3
transaction SWKS Common Stock Award $0 +10.2K +36.45% $0.00 38.2K Nov 8, 2022 Direct F4
transaction SWKS Common Stock Tax liability -$448K -5.06K -13.25% $88.66 33.1K Nov 8, 2022 Direct F3
holding SWKS Common Stock 35.9K Nov 7, 2022 By GRAT F2
holding SWKS Common Stock 12.9K Nov 7, 2022 By 401(k) plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWKS Restricted Stock Units Options Exercise $0 -10.1K -50% $0.00 10.1K Nov 7, 2022 Common Stock 10.1K Direct F1, F6
transaction SWKS Restricted Stock Units Options Exercise $0 -12.1K -100% $0.00* 0 Nov 7, 2022 Common Stock 12.1K Direct F1, F7
transaction SWKS Restricted Stock Units Award $0 +58.7K $0.00 58.7K Nov 8, 2022 Common Stock 58.7K Direct F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into shares of common stock on a one-for-one basis.
F2 Balances reflect the transfer on 4/1/2022 of 35,947 shares of common stock by the Reporting Person to grantor retained annuity trusts (GRATs) of which the Reporting Person is the trustee and sole recipient of annuity payments, which transfer is exempt from Section 16 pursuant to Rule 16a-13.
F3 Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F4 Unrestricted stock award under the Issuer's Amended and Restated 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2022 Executive Incentive Plan.
F5 This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2022.
F6 The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F7 The restricted stock units vested in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F8 Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F9 The restricted stock units vest in four (4) equal installments, beginning on 11/8/2023 and ending on 11/8/2026.