Stephen J. Luczo - Dec 1, 2022 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Dec 1, 2022
Transactions value $
$55,000
Form type
4
Date filed
12/2/2022, 03:05 PM
Previous filing
Nov 2, 2022
Next filing
Feb 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $55K +593 +5.74% $92.81 10.9K Dec 1, 2022 Direct F1
holding MS Common Stock 153K Dec 1, 2022 By Revocable Trust F2
holding MS Common Stock 78K Dec 1, 2022 By Grantor Retained Annuity Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
F2 Since the Reporting Person's last report, 22,000 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust ("GRAT") were transferred back to the Reporting Person's revocable trust in satisfaction of an annuity payment, and 50,000 shares previously reported as indirectly beneficially owned by the revocable trust were transferred to a new GRAT.