Vincent D. Kelly - Jan 3, 2023 Form 4 Insider Report for Spok Holdings, Inc (SPOK)

Role
President & CEO, Director
Signature
/Vincent D. Kelly/
Stock symbol
SPOK
Transactions as of
Jan 3, 2023
Transactions value $
$207,092
Form type
4
Date filed
1/4/2023, 03:00 PM
Previous filing
Nov 18, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Options Exercise $392K +47.9K +17.29% $8.19 325K Jan 3, 2023 Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust
transaction SPOK Common Stock Tax liability -$185K -22.6K -6.95% $8.19 302K Jan 3, 2023 Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPOK Restricted Stock Units Options Exercise $0 -13.6K -100% $0.00* 0 Jan 3, 2023 Common Stock 13.6K Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust F1, F2
transaction SPOK Restricted Stock Units Options Exercise $0 -15K -50% $0.00 15K Jan 3, 2023 Common Stock 15K Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust F1, F3
transaction SPOK Restricted Stock Units Options Exercise $0 -19.3K -33.33% $0.00 38.5K Jan 3, 2023 Common Stock 19.3K Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.
F2 On January 3 2023, 13,628 RSUs vested.
F3 On January 3, 2023, 14,974 RSUs vested. The remaining 14,975 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").
F4 On January 3, 2023, 19,267 RSUs vested. The remaining 38,536 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").