Eric F. Grossman - Jan 18, 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chief Legal/Admin Officer
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 18, 2023
Transactions value $
-$13,179,983
Form type
4
Date filed
1/20/2023, 03:22 PM
Previous filing
Feb 25, 2022
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +40.3K +12.2% $0.00 371K Jan 18, 2023 Direct F1
transaction MS Common Stock Tax liability -$1.53M -15.7K -4.24% $97.08 355K Jan 18, 2023 Direct F2
transaction MS Common Stock Sale -$11.7M -120K -33.78% $97.11 235K Jan 18, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.80 to $97.73, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.