Marc Greenberg - Jan 28, 2023 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Signature
Marc Greenberg
Stock symbol
HLIO
Transactions as of
Jan 28, 2023
Transactions value $
-$5,428
Form type
4
Date filed
1/31/2023, 02:24 PM
Previous filing
Jan 10, 2023
Next filing
Jan 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIO Common Stock Options Exercise $0 +182 +24.49% $0.00 925 Jan 28, 2023 Direct
transaction HLIO Common Stock Tax liability -$5.43K -82 -8.86% $66.19 843 Jan 28, 2023 Direct F1, F2
holding HLIO Common Stock 58.6 Jan 28, 2023 By 401(k) Plan Trust F3
holding HLIO Common Stock 92.1 Jan 28, 2023 By Spouse F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIO Restricted Stock Units Options Exercise $0 -182 -50% $0.00 182 Jan 28, 2023 Common Stock 182 $0.00 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F2 Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.
F3 Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F4 The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
F5 Each RSU represents the right to receive, following vesting, one share of Common Stock.
F6 Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.