Evan Rainwater - Jan 20, 2023 Form 4/A - Amendment Insider Report for Albertsons Companies, Inc. (ACI)

Role
EVP, Supp Chain &Manufacturing
Signature
/s/Juliette Pryor, Attorney-in-Fact
Stock symbol
ACI
Transactions as of
Jan 20, 2023
Transactions value $
-$3,046
Form type
4/A - Amendment
Date filed
2/14/2023, 08:21 PM
Date Of Original Report
Jan 24, 2023
Previous filing
Dec 13, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACI Class A common stock, par value $0.01 Options Exercise $0 +73 +0.37% $0.00 19.8K Jan 24, 2023 Direct F1
transaction ACI Class A common stock, par value $0.01 Tax liability -$693 -33 -0.17% $21.01 19.7K Jan 24, 2023 Direct
transaction ACI Class A common stock, par value $0.01 Options Exercise $0 +65 +0.33% $0.00 19.8K Jan 24, 2023 Direct F1
transaction ACI Class A common stock, par value $0.01 Tax liability -$609 -29 -0.15% $21.01 19.8K Jan 24, 2023 Direct
transaction ACI Class A common stock, par value $0.01 Options Exercise $0 +184 +0.93% $0.00 20K Jan 24, 2023 Direct F1
transaction ACI Class A common stock, par value $0.01 Tax liability -$1.74K -83 -0.42% $21.01 19.9K Jan 24, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ACI Dividend Equivalent Units Award $0 +5.06K +32.89% $0.00 20.4K Jan 20, 2023 Class A common stock, par value $0.01 5.06K Direct F2
transaction ACI Time-based Restricted Stock Units Options Exercise $0 -73 -0.36% $0.00 20.4K Jan 20, 2023 Class A common stock, par value $0.01 73 Direct F1
transaction ACI Dividend Equivalent Units Award $0 +6.77K +32.73% $0.00 27.4K Jan 20, 2023 Class A common stock, par value $0.01 6.77K Direct F2
transaction ACI Time-based Restricted Stock Units Options Exercise $0 -65 -0.24% $0.00 27.4K Jan 20, 2023 Class A common stock, par value $0.01 65 Direct F1
transaction ACI Dividend Equivalent Units Award $0 +5K +16.63% $0.00 35.1K Jan 20, 2023 Class A common stock, par value $0.01 5K Direct F3
transaction ACI Performance-based Restricted Stock Units Options Exercise $0 -184 -0.52% $0.00 34.9K Jan 20, 2023 Class A common stock, par value $0.01 184 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc.
F2 Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock.
F3 Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on accrued performance based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock.

Remarks:

This amendment is being filed to report the reduction in Restricted Stock Units ("RSUs") that were initially credited to the reporting person's account as dividend equivalents in connection with a special dividend equivalent to $6.85 per share of common stock that was paid on January 20, 2023. These RSUs were withheld by the Issuer to satisfy FICA taxes on December 9, 2022 and subsequently distributed to the reporting person's account as common stock.