Elizabeth M. O'Callahan - Nov 30, 2022 Form 4 Insider Report for NetApp, Inc. (NTAP)

Role
EVP, Chief Legal Officer
Signature
By:Roberta S Cohen, Attorney-in-Fact for Elizabeth M O'Callahan
Stock symbol
NTAP
Transactions as of
Nov 30, 2022
Transactions value $
-$39,946
Form type
4
Date filed
2/17/2023, 03:01 PM
Previous filing
Nov 17, 2022
Next filing
May 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTAP Common Shares Other $8.56K +149 +1.62% $57.47 9.37K Nov 30, 2022 Direct F1
transaction NTAP Common shares Options Exercise $0 +1.79K +19.15% $0.00 11.2K Feb 15, 2023 Direct
transaction NTAP Common Shares Tax liability -$48.5K -706 -6.33% $68.71 10.5K Feb 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTAP Restricted Stock Unit Options Exercise $0 -1.79K -10% $0.00 16.1K Feb 15, 2023 Common Stock 1.79K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased under the NetApp Employee Stock Purchase plan on November 30, 2022.
F2 Restricted Stock Units convert into common stock on a one-for-one basis.
F3 On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.